Our services in the area of banking and financial law

We provide comprehensive advice on your individual financing project – from acquisition financing and project financing to general corporate financing.

To this end, we support you in your day-to-day business, in the execution of transactions, in the training of managers and supervisory bodies and in complex strategic alignment.

Jörg Mühlenkamp

Partner

Attorney-at-Law (Rechtsanwalt), Certified Tax Advisor

Heinrich Thiele

Of Counsel

Attorney-at-Law (Rechtsanwalt), Certified Tax Advisor

What can we do for you?

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Digital Finance Service

In the area of digital finance, we support you with the following topics:

  • Blockchain and cryptocurrencies
  • Security token offerings (STO) and initial coin offerings (ICO)
  • Distributed ledger technology (DLT)
  • Smart contracts
  • Financial supervisory law
  • Authorization, licensing, registration and notification procedures
  • Regulatory capital adequacy
  • Corporate governance and compliance
  • Regulatory requirements
  • Business and risk strategies and their implementation
Broschuere-Fintechs.pdf, 2 MB

FinTechs: innovation or revolution in the area of corporate finance

Although the digitalization megatrend and its opportunities and potential make it easier to attract capital for the next stage of innovation, competition for financiers has also become fierce among FinTechs. ONLY AVAILABLE IN GERMAN

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Financing

When it comes to financing, we advise you on the following aspects:

  • Corporate financing, in particular structured financing, e.g., acquisition or project financing
  • Public sector financing and promotional funding
  • Start-up financing
  • Asset/equipment finance, leasing and factoring
  • Securitization
Baker-Tilly_Flyer-Finanzierung-zukunftsfaehig-gestalten.pdf, 116 KB

Shaping financing for the future

Competitive companies with good credit ratings are the cornerstones of our economy. Economic development in Germany depends on them. It is therefore all the more important for these companies to have their business operations optimally financed, especially in times of major changes and challenges. ONLY AVAILABLE IN GERMAN

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Broschuere_Innovative-Finanzierungsinstrumente.pdf, 2 MB

Innovative financing instruments for German SMEs - time for change

The financing options available to German SMEs in the form of equity or debt capital as an alternative to traditional bank loans continue to prove difficult despite previous efforts. This gives reason to look for innovative financing alternatives for the German SME sector. ONLY AVAILABLE IN GERMAN

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Investment funds

In the case of investment funds, we support you in the following areas:

  • Conceptual design of investment funds in accordance with the German Capital Investment Code (KAGB), of investments in accordance with the German Asset Investment Act (VermAnlG) and of private placements
  • Assistance with distribution notification and approval procedures with the German Federal Financial Supervisory Authority (BaFin)
  • Preparation & review of sales prospectuses in accordance with the requirements of the German Securities Prospectus Act, KAGB, VermAnlG and the German Ordinance on Investment Prospectuses (VermVerkProspV)
  • Preparation & review of information in accordance with Art. 307 KAGB
  • Preparation & review of key investor information in accordance with KAGB, investment information sheets in accordance with VermAnlG and basic information sheets for PRIIPs
  • Preparation & review of the required contracts, e.g., articles of association, investment conditions, trust agreements, contracts for the appointment of capital management companies and depositaries, agency agreements
  • Preparation & review of subscription documents (e.g., subscription certificates, self-certifications in accordance with FATCA and CRS)
  • Preparation & review of the calculations required for the prospectus
  • Advice on sales (sales organization and documentation, online sales, sales platforms)

Capital market and investment law

In connection with capital market and investment law, we are your partner for:

  • Development and assessment of capital market products (bonds, promissory notes, investment funds and asset investments)
  • Preparation of investment conditions, prospectuses, product information sheets and advice on their approval and publication
  • Public offerings and IPOs (debt/equity) as well as compliance with rules of conduct and publicity obligations such as insider law, market abuse or directors' dealings
  • Assessment and structuring of sales processes and documentation of sales activities, such as the preparation of distribution agreements